Compliance

IT Compliance and Corporate Governance

Do you Need to be Concerned ?

• Can your business afford to wait days/weeks/months to get your audited records back?
  
• Does your current archive media strategy expose your firm to unnecessary discovery risk?
  
• Will a supported system be available to read your tape/optical media five years from now?
  
• Does your organization have a reliable means of storing and retrieving business-critical and sensitive information?
  
• Are your disclosure and reporting processes costly and inefficient?
  
• Do you have an integrated means of managing records-from creation, to maintenance, to eventual disposal?
  
• Does your organization have an established records-archiving method-and can you quickly demonstrate its effectiveness?
  
• Are you outsourcing record-creating activities such as new accounts, trade confirmations, etc.?
  
• Do you archive recorded customer calls?
  

Concerned ?

Then it's time to take action. If you answered yes to any of these questions, then you need to develop a compliance plan and solution.

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