Compliance

IT Compliance and Corporate Governance

Recognised as a leader in the field of Compliance and Corporate Governance, Computrad understand that compliance is a business issue and that technology is an essential part of business strategy to enforce compliance.

Compliance isn't just an issue for the financial services industry anymore. Today, more industries and organizations are affected by regulatory compliance.

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Due to financial scandals that have recently rocked industry regulatory bodies are insisting that organisations clamp down on ineffective business practices.

However the costs of regulatory compliance seems to be spiralling out of control.

Tighter control of policies, procedures and data is a prerequisite for compliance but virtually impossible if adequate IT systems are not in place.

In an increasingly more complex world with a higher risk of litigation, it is becoming imperative that organisations mitigate the impact of legal action.

From an IT perspective this involves ensuring that IT is in no way misused (either inadvertently or otherwise) and that all electronic communications are retained and managed and can be cost effectively accessed in the event of a legal disclosure request.

Issues to be addressed are:

  • Corporate policy dissemination, compliance and monitoring
  • Email use and abuse policies
  • Email/Instant Message disclaimers
  • Email/Instant Messaging auditing and monitoring

Regulations and compliance mandates to be addressed are:

  • Turnbull Report on the Combined Code
  • Securities and Exchange Commission (SEC) (US) Rule 17a-3 & 4
  • BSI DISC PD 5000 - legal admissibility and evidential weight of electronic information
  • The Data Protection Act 1998
  • Regulation of Investigatory Powers Act 2000 (RIP)
  • Telecommunications (Lawful Business Practice) (Interception of Communications) Regulations
  • Sex Discrimination Act
  • Obscene Publications Act
  • Protection of Children Act
  • Race Relations Act
  • Freedom of Information Act
  • Human Rights Act

Computrad are industry leaders on business issues surrounding regulatory and legal compliance and the methodologies and infrastructure required to support best practice which enables effective corporate governance.

Computrad can assist you by determining how your business is impacted by these mandates, sourcing and then implementing the solutions which will resolve your IT compliance issues

Compliance supports corporate governance and is both a business and a technology issue.

You are experts in your business.

We are experts in IT.

Let us allow you to develop your business by allowing us to implement the correct IT strategies to ensure your business is fully compliant.

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Friday 12th Mar 2010 am  

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